Nicole Higgins

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	West Hartford	CT	11/2017	04/2022
Ameriprise Financial	West Hartford	CT	03/2016	07/2017
Unemployed	Bloomfield	CT	07/2017	11/2017
Fidelity Investments	West Hartford	CT	05/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-08-05 → 2025-03-31

Fidelity Personal And Workplace Advisors

West Hartford, CT
2017-12-05 → 2022-05-03

Wells Fargo Clearing Services, Llc

West Hartford, CT

Farmington, CT
2016-03-02 → 2017-07-24

Ameriprise Financial Services, Llc

Tolland, CT

West Hartford, CT
2011-10-13 → 2016-03-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Avon, CT

Enfield, CT

Enfield, CT

New Haven, CT

Simsbury, CT

Longmeadow, MA

New Haven, CT

Longmeadow, MA

Amherst, MA

Bloomfield, CT

Simsbury, CT

West Hartford, CT
2007-10-30 → 2011-06-16

Global Portfolio Strategies, Inc.

Hartford, CT
2006-03-29 → 2007-07-16

Mml Investors Services, Llc

Springfield, MA

Springfield, MA
2004-08-16 → 2005-04-30

Prudential Retirement Brokerage Services, Inc.

Hartford, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-09-20