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Derek William Fisher

T. Rowe Price Associates, Inc.

Chatham, NJ

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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-04-18
MD RA APPROVED 2017-04-13
  • NJ RA
    APPROVED
    Since 2017-04-18
  • MD RA
    APPROVED
    Since 2017-04-13

Branch Locations

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 05/2015 Present
  • 05/2015 → Present
    T. Rowe Price
    Owings Mills, MD
Previous Registrations
  • 2011-06-30 → 2015-05-05
    Neuberger Berman Bd Llc
    Hoboken, NJ
    New York, NY
    Hoboken, NJ
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-28
S63 Uniform Securities Agent State Law Examination 2001-10-08
  • S65 Uniform Investment Adviser Law Examination
    2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    2001-10-08
Other Names
  • Derek W Fisher

View on SEC IAPD

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