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Nick Alan Delucio

Rbc Capital Markets, LLC

San Francisco, CA

Corte Madera, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-10-20
  • CA RA
    APPROVED
    Since 2014-10-20

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

Corte Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Francisco CA 10/2014 Present
Previous Registrations
  • 2008-04-25 → 2014-10-27
    Ubs Financial Services Inc.
    San Francisco, CA
    San Francisco, CA
    Weehawken, NJ
    Napa, CA
    Walnut Creek, CA
  • 2007-11-06 → 2008-04-25
    Morgan Stanley & Co. Llc
    Walnut Creek, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-02
  • S66 Uniform Combined State Law Examination
    2007-11-02

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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