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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-11 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2010-01-01 |
Branch Locations
Delray Beach, FL • United States
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International Inc | New York | NY | 01/2002 | Present |
| Ubs Ag | New York | NY | 07/2001 | Present |
| Ubs Financial Services Inc. | Weehawken | NJ | 01/2010 | Present |
Shyam Sundar Das Charitable Foundation / United States / PO box 240781 / HI / Honolulu / United States / 96824 / Not established - its in progress / No / Charity / / Charity / / -Education for unprivileged kids (lowest casts) in India- The intention is to build schools that teaches English and many subjects in the language and technologies to these communities that only speak hindi and have no access to major cities and schools where learning these fundamental skills will determine their future survival. -Support ashrams in small villages in India that provides shelter, food, health and hope for very poor families who lives in the communities / Active / Member of Board of directors / / I have been invited to be the CFO for the entity. The foundation is in process to be approved, but I want to seek a review from compliance prior to commit to any role. / 08 / No / No / No / No / Start Date 10/01/2018/ / No / / No / / No / No No / Rajasthan India / No / / Yes / / In simple words, my only motivation would be offering my personal time and skills to be of service to a great cause which is helping the needed, my spiritual growth, extending my caring and devotion beyond the ones close to me "drawing my circle bigger than my family, friends, clients etc). I am passionate about the cause as well as many others. I have visited Shyam Sundar Das in December. I was impressed and deeply moved with the work he does in the poor community/villages close to his ashrams. Some friends go together, started the process of incorporating the foundation which is still taking place (the non profit part takes a little longer), and they have extended the invitation to a few people to be part of the board, myself included once its fully approved as a non profit-- I understand the process is almost finalized and by October it should be up and running. There is no personal interest other than being of service. No compensation of any kind involved, neither time taken from my work duties, other than personal one. I will be happy to accept any other function to help to follow UBS policies, or would just help it without any participation on it, should UBS finds it more appropriate. They trust my ethical behavior to be the one in charge of their finances, and I feel more comfortable knowing what is happening other than having someone else doing it when I have my personal and professional reputation at risk . No one is taking a pay to do that, and its very possible we would be the ones to start the donations for a while. / No /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-26 |
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