Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-08
CA RA APPROVED 2015-11-23
  • TX RA
    APPROVED_RES
    Since 2022-08-08
  • CA RA
    APPROVED
    Since 2015-11-23

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 11/2015 Present
Previous Registrations
  • 2011-06-16 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2006-03-29 → 2011-06-15
    Los Angeles, CA
    Los Angeles, CA
    New York, NY
  • 2003-05-14 → 2006-03-14
    Ubs International Inc.
    Los Angeles, CA
Other Businesses

Return to Zero Center for Hope and Healing Inc / United States / 43 S. Fair Oaks Ave. / Pasadena / CA / United States / 91105 / www.returntozerohealingcenter.com / No / Company / / Education / / Return to Zero Center for Hope and Healing Inc. strives to transform the culture of perinatal loss. We do this by engaging a global community of breaved parents and their health providers to advance perinatal loss awareness, education and support / Active / Member of Board of directors / / Treasurer, mostly involved in helping with budgeting and fundraising for this new organization / 6 / No / No / No / No / Start Date 06/01/2018 / / No / / No / / No / No No / Based in Pasadena, however outreach will be accross the United States as well as selective countries where they hold retreats (Canada/Australia) / No / / No / / Kiley Hanish, founder of Return to Zero and her husband Sean have been personal friends of our family for over 20 years. / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-10
  • S66 Uniform Combined State Law Examination
    2001-08-10

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor