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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-24 |
| MN | RA | APPROVED | 2021-04-05 |
Branch Locations
8300 Norman Center Dr Ste 550, Bloomington, MN 55437 • United States
Saint Louis Park, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc. | Minneapolis | MN | 03/2005 | 11/2020 |
| Riversource Distributors, Inc. | Minneapolis | MN | 01/2007 | 11/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 12/2020 | Present |
Outside Employment; TPWA Operations LLC; Associate Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; ; 5775 Wayzata Blvd Suite 880, , Minneapolis, MN, 55416; Not Investment-Related; 12/07/2020; 60 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
| S66 | Uniform Combined State Law Examination | 2004-02-24 |
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