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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-07-25 |
Branch Locations
14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Scottsdale | AZ | 11/2015 | 11/2018 |
| Raymond James Financial Services Advisors Inc. | Scottsdale | AZ | 07/2016 | 11/2018 |
| Solium Financial Services | Tempe | AZ | 11/2018 | 07/2019 |
| Raymond James & Associates | Scottsdale | AZ | 07/2019 | Present |
1) I am a passive investor in the following LLCs which started 5/3/18. I do not devote any time to the business, I have simply invested in it. This is not investment related. I am a General Partner in both LLCs. LLC Names: We See You LLC & We See You Two LLC Address: 3651 Lindell Rd Ste D, Las Vegas, NV 89103 Nature of Business: Online marketing of virtual reality & entertainment programs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-31 |
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