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1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-15 |
Branch Locations
500 Sun Valley Drive Suite A-6, Roswell, GA 30076 • United States
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2003 | 10/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2003 | 10/2022 |
| Odyssey Personal Financial Advisors, Llc | Roswell | GA | 09/2022 | 12/2025 |
| Odyssey Personal Financial Advisors, Llc | Roswell | GA | 07/2006 | 09/2022 |
| Forum Financial Management, Lp | Lombard | IL | 11/2025 | Present |
| Forum Financial Management, Lp | Lombard | IL | 01/2026 | Present |
1) Rotary Club of North Fulton; Not investment related; P.O. Box 352; Civic Organization; Secretary; Board of Directors; 7/11/2013; Less than 5 hours/month; 0 hours during securities trading hours; tracks club membership and club activities. 2) FS Group LLC; Not investment related; 500 Sun Valley Drive, Suite A-6, Roswell, GA 30076; Real Estate Holding Company; Co-Owner; 02/2007; Less than 5 hours/month; 0 hours during securities trading hours; Oversee and manage office suite. 3) Odyssey Personal Financial Advisors Cash Balance Plan; Investment Related; 500 Sun Valley Drive, A6, Roswell, GA 30076; Trustee of Retirement Plan; 7/2022; Co-Trustee; Less than 5 hours/month devoted; Less than 5 hours during securities trading hours; Follow plan document for contributions and manage investments in retirement plan. 4) F.A.M. LLC; Not investment-related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 01/2026; less than 5 hours per month; less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
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