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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-14
TX RA APPROVED_RES 2025-10-17
CA RA APPROVED 2025-10-15
  • NV RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • CA RA
    APPROVED
    Since 2025-10-15

Branch Locations

Las Vegas, NV • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Salinas CA 05/2012 10/2025
X Advisors, Llc Santa Maria CA 03/2024 09/2025
Lpl Financial Santa Maria CA 10/2025 Present
  • 05/2012 → 10/2025
    Independent Financial Group
    Salinas, CA
  • 03/2024 → 09/2025
    Santa Maria, CA
  • 10/2025 → Present
    Lpl Financial
    Santa Maria, CA
Previous Registrations
  • 2024-03-27 → 2025-10-16
    Santa Maria, CA
  • 2012-05-31 → 2025-10-15
    Salinas, CA
    Templeton, CA
    Paso Robles, CA
    Santa Maria, CA
  • 2000-10-11 → 2012-05-01
    Waddell & Reed
    Templeton, CA
    Seattle, WA
    Templeton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-03
  • S66 Uniform Combined State Law Examination
    2000-10-03

View on SEC IAPD

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