Juan Rafael Rodriguez

Current Employers

Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2015-11-09

IA RA
APPROVED

Since 2015-11-09

Branch Locations

2349 Jamestown Ave Suite 2, Independence, IA 50644-9709 • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Berthel Fisher & Company Planning Inc	Independence	IA	11/2015	Present
Berthel Fisher & Company Financial Services Inc	Independence	IA	11/2015	Present

11/2015 → Present

Berthel Fisher & Company Planning Inc

Independence, IA
11/2015 → Present

Berthel Fisher & Company Financial Services Inc

Independence, IA

Previous Registrations

2010-06-02 → 2015-11-12

Securities America Advisors, Inc.

Independence, IA
2006-02-13 → 2010-06-08

Wells Fargo Investments, Llc

Cedar Falls, IA

Waterloo, IA

Waterloo, IA

Other Businesses

1. Cedar Valley Wealth Management, Inc.-n-Independence, IA 50644-Insurance Sales-Insurance Rep-6/1/2010-80-50-Insurance Sales. 2.Independence Celebrations Committee, Inc.-n-Independence, IA 50644-Non-Profit-Board Member-5/2003-1-1-Fund Raise for local 4th of July celebration. 3. Cedar Valley Wealth Management, Inc-y-2349 Jamestown Ave, Suite 2, Independence, IA 50644-DBA-Registered Representative-06/01/2010-120-120-Marketing name for business 4.DJ Juan Rodriguez-N-Independence, IA-DJ events-DJ-09/2017-4-0-DJ school dances, weddings and corporate events. 5. Band Boosters- N- Independence, IA- Board Member- 10/2023- 1- 0- Supporting school marching band, concert band, and jazz band. 6. Sleep In Heavenly Peace- Buchanan County Chapter- N- Chapter President- 08/2026- 10- 0- Charitable organization making and delivering beds to children.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-10
S63	Uniform Securities Agent State Law Examination	2000-08-11

S66 Uniform Combined State Law Examination

2006-02-10
S63 Uniform Securities Agent State Law Examination

2000-08-11

View on SEC IAPD