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Holly Martines

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-07
  • CA RA
    APPROVED
    Since 2024-11-07

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2595 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2014 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2019 04/2022
Unemployed Gilber AZ 09/2017 02/2019
Morgan Stanley Tempe AZ 05/2022 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2024 Present
Unemployed Gilbert AZ 03/2023 08/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
S63 Uniform Securities Agent State Law Examination 2000-10-03
  • S66 Uniform Combined State Law Examination
    2007-04-13
  • S63 Uniform Securities Agent State Law Examination
    2000-10-03
Other Names
  • Holly Beth Martin
  • Holly Beth Martines
  • Holly Martines
  • Holly Martin
  • Holly Beth Martines
  • Holly B Martines

View on SEC IAPD

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