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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-07-18
FL RA APPROVED 2000-08-10
  • TX RA
    APPROVED_RES
    Since 2006-07-18
  • FL RA
    APPROVED
    Since 2000-08-10

Branch Locations

2850 Nw 43Rd St, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Gainesville FL 05/2000 Present
Bank Of America, N.A. Gainesville FL 06/2011 Present
  • 05/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Gainesville, FL
  • 06/2011 → Present
    Bank Of America, N.A.
    Gainesville, FL
Other Businesses

FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: SEMINOLE LANDINGS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: COCOA BEACH, FLORIDA 32931 POSITION DUTIES: RESIDENTIAL REAL ESTATE INVESTMENT. START DATE OF RELATIONSHIP: 2/1/2013 NUMBER OF HOURS DEVOTED: 5 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: THIS IS OUR SECONDARY RESIDENCE THAT I WILL RENT OUT MONTHLY DURING WINTER MONTHS. MARKETING AND RENTALS ARE CURRENTLY HANDLED BY AN OUTSIDE MANAGEMENT COMPANY. I PAY A PERCENTAGE OF GROSS REVENUES TO THE MANAGEMENT COMPANY. FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: MAGNOLIA PLACE INVESTMENT RELATED: NO ADDRESS OF BUSINESS: GAINESVILLE, FLORIDA 32606 POSITION DUTIES: RESIDENTIAL REAL ESTATE RENTAL START DATE OF RELATIONSHIP: 2/4/2013 NUMBER OF HOURS DEVOTED: 1 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS A RENTAL CONDOMINIUM THAT I WILL RENT OUT ANNUALLY. MARKETING AND RENTALS ARE CURRENTLY HANDLED BY MY WIFE. MY INVOLVEMENT IS LIMITED TO ESTABLISHING RATES AND PERIODICALLY SOURCING TENANTS. I*1834261, Entity Type: Rental Property Name of OBA: Rental Property 1 Address: New Port Richey Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/01/2024 No Hours: 1/2 yearly No Hours during trading: Duties: Owner of rental property I*3328265 Entity Type: Charitable Name of OBA: North Central Florida Estate Planning Council Address: Gainesville, Florida, 32607 Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/31/2025 Number of Hours: 0.25, Monthly Number of Hours during trading: 0.25, Monthly Duties: Network with CPAs, attorneys, insurance professionals and other professionals in our industry Screen new members for inclusion in the organization I*526238 Entity Type: Fiduciary role Name of OBA: S. P. SEP IRA XXX-XXXXX Address: Gainesville, Florida, 32607 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/22/2021 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney/Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-30
  • S66 Uniform Combined State Law Examination
    2000-08-30
Other Names
  • Neil E. Palka

View on SEC IAPD

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