Christopher James Peszek

Current Employers

Employment History

• 10/2009 → 08/2018
  Ameriprise Financial Services, Inc.
  Northbrook, IL
• 08/2018 → Present
  Raymond James & Associates
  Chicago, IL
• 09/2021 → Present
  Raymond James & Associates, Inc.
  Fountain Hills, AZ

Previous Registrations

• 2009-10-05 → 2018-08-08
  Ameriprise Financial Services, Llc
  Deerfield, IL
  Chicago, IL
• 2003-06-26 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Northbrook, IL
  Northbrook, IL

Other Businesses

(1) Name of Business: Celestial Rehab Address: 146 Towers Keep, Highland Park, IL, 60035, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/17/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wife is a physical therapist who works as an independent contractor. LLC was set up to provide for this (2) Name of Business: Celestial Rehab LLC Address: 15754 E Centipede Dr., Fountain Hills, AZ, 85268, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co owner of LLC that was established to provide for wife's business (3) Name of Business: Celestial Rehab LLC (AZ) Address: 15754 E. Centipede Dr., Fountain Hills, AZ, 85268, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/18/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wife is a physical therapist currently practicing in AZ as well as IL, this was set up for AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-03
• S63 Uniform Securities Agent State Law Examination
  1999-08-11