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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-14
  • AZ RA
    APPROVED
    Since 2025-11-14

Branch Locations

12939 E Pinecroft Way Suite 200, Spokane Valley, WA 99216 • United States

Oracle, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2004 Present
Northwestern Mutual Investment Services, Llc Moscow ID 04/2004 06/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Northwestern Mutual Investment Services Llc Spokane WA 07/2017 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, PNP STRATEGIES LLC, AUTHOR "THE FAMILY-BUSINESS BALANCING ACT", 9510 N DOAK RD, SPOKANE, , WASHINGTON, 99217, UNITED STATES OF AMERICA, AUTHOR, START DATE: 10/14/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED 3. 78.2% OWNER, KLPC, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/7/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 100% OWNER, WISHINIWASFISHIN, LLC, LEGAL ENTITY, START DATE: 02/02/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. 100% OWNER, PARACHUTE CADDIS LLC, 9510 N DOAK RD, SPOKANE, , WASHINGTON, 99217, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/13/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, AIRPLANE OWNERSHIP 6. $45,600 INVESTMENT, WHISKEY WEALTH CLUB, 9510 N DOAK RD, SPOKANE, , WASHINGTON, 99217, IRELAND, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/28/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTOR - CASK OWNER. non-investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-18
S63 Uniform Securities Agent State Law Examination 2000-08-09
  • S66 Uniform Combined State Law Examination
    2006-04-18
  • S63 Uniform Securities Agent State Law Examination
    2000-08-09
Other Names
  • Patrick Darrin Cummings
  • Patrick Darrin Cummings

View on SEC IAPD

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