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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-30 |
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garrett Investment Advisors, Llc | San Francisco | CA | 08/2017 | 02/2018 |
| Millennium Management | Portland | OR | 10/2012 | 12/2016 |
| Not Employed | San Francisco | CA | 01/2017 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 09/2019 | Present |
| Millennium Management | San Francisco | CA | 02/2018 | 03/2019 |
| Not Employed | San Francisco | CA | 04/2019 | 08/2019 |
| Bank Of America, N.A. | San Francisco | CA | 11/2019 | Present |
I*133343For profit or not for profit: Non-Profit OrganizationName of outside business organization: Make A Wish Greater Bay AreaInvestment related: NAddress of business:Oakland, California 94612Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 8/17/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Monthly meeting. Haven't decided which committees I'll be involved in. CAMERON HOUSE LEGACY COMMITTEE (NON-PROFIT)For profit or not for profit: Not For ProfitName of outside business organization: Donaldina Cameron HouseInvestment related: Not investment relatedAddress of business (City and State Only):SAN FRANSICO, CA Nature of business: Provides family services for low income and immigrantsPosition, title, association: Member of Planned Giving committeeStart date of relationship: 2017Number of hours devoted: 4-6hrs per yearNumber of hours devoted during trading hours: NoneDuties: Volunteer on committee to discuss ideas around planned giving. I*126978For profit or not for profit: Non-Profit OrganizationName of outside business organization: Donaldina Cameron HouseInvestment related: NAddress of business:San Francisco, California 94108Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/1/2018Number of hours devoted: 2 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Cameron House empowers generations of Chinese American individuals and their families to fully participate in and contribute positively toward a healthy society. We put our Christian faith in action to help people learn, heal, and thrive. I*136721For profit or not for profit: Non-Profit OrganizationName of outside business organization: Community Youth CenterInvestment related: NAddress of business:San Francisco, California 94109Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 3/12/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Supporting local high-need youth. Serving on board of directors. I*1351316For profit or not for profit: Entity CharitableName of outside business organization: Asian Firefighters Charitable FoundationInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/30/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Board Member I*3272283, Entity Type: , Name of OBA: Rental Property 2, Address: Millbrae, California, 94030, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 12/31/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-26 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-20 |
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