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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-30
CA RA APPROVED 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2020-09-30
  • CA RA
    APPROVED
    Since 2019-10-18

Branch Locations

555 California St, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garrett Investment Advisors, Llc San Francisco CA 08/2017 02/2018
Millennium Management Portland OR 10/2012 12/2016
Not Employed San Francisco CA 01/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 09/2019 Present
Millennium Management San Francisco CA 02/2018 03/2019
Not Employed San Francisco CA 04/2019 08/2019
Bank Of America, N.A. San Francisco CA 11/2019 Present
  • 08/2017 → 02/2018
    Garrett Investment Advisors, Llc
    San Francisco, CA
  • 10/2012 → 12/2016
    Millennium Management
    Portland, OR
  • 01/2017 → 08/2017
    Not Employed
    San Francisco, CA
  • 09/2019 → Present
    San Francisco, CA
  • 02/2018 → 03/2019
    Millennium Management
    San Francisco, CA
  • 04/2019 → 08/2019
    Not Employed
    San Francisco, CA
  • 11/2019 → Present
    Bank Of America, N.A.
    San Francisco, CA
Previous Registrations
Other Businesses

I*133343For profit or not for profit: Non-Profit OrganizationName of outside business organization: Make A Wish Greater Bay AreaInvestment related: NAddress of business:Oakland, California 94612Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 8/17/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Monthly meeting. Haven't decided which committees I'll be involved in. CAMERON HOUSE LEGACY COMMITTEE (NON-PROFIT)For profit or not for profit: Not For ProfitName of outside business organization: Donaldina Cameron HouseInvestment related: Not investment relatedAddress of business (City and State Only):SAN FRANSICO, CA Nature of business: Provides family services for low income and immigrantsPosition, title, association: Member of Planned Giving committeeStart date of relationship: 2017Number of hours devoted: 4-6hrs per yearNumber of hours devoted during trading hours: NoneDuties: Volunteer on committee to discuss ideas around planned giving. I*126978For profit or not for profit: Non-Profit OrganizationName of outside business organization: Donaldina Cameron HouseInvestment related: NAddress of business:San Francisco, California 94108Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/1/2018Number of hours devoted: 2 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Cameron House empowers generations of Chinese American individuals and their families to fully participate in and contribute positively toward a healthy society. We put our Christian faith in action to help people learn, heal, and thrive. I*136721For profit or not for profit: Non-Profit OrganizationName of outside business organization: Community Youth CenterInvestment related: NAddress of business:San Francisco, California 94109Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 3/12/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Supporting local high-need youth. Serving on board of directors. I*1351316For profit or not for profit: Entity CharitableName of outside business organization: Asian Firefighters Charitable FoundationInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/30/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Board Member I*3272283, Entity Type: , Name of OBA: Rental Property 2, Address: Millbrae, California, 94030, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 12/31/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-26
S65 Uniform Investment Adviser Law Examination 2017-03-20
  • S63 Uniform Securities Agent State Law Examination
    2019-11-26
  • S65 Uniform Investment Adviser Law Examination
    2017-03-20
Other Names
  • Hanson Pui Wong
  • Hanson Wong

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