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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2016-02-01
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2016-02-01

Branch Locations

2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westlake Village CA 01/2016 Present
Previous Registrations
  • 2006-04-05 → 2016-01-11
    Beverly Hills, CA
    Weehawken, NJ
    Woodland Hills, CA
    Woodland Hills, CA
    Woodland Hills, CA
    Westlake Village, CA
    Westlake Village, CA
    Weehawken, NJ
Other Businesses

1. Rental Property, Yes, Sole Proprietor / Owner / Partner, 0, Odessa Ave North Hills, CA 2. *248607 - Real Estate; Investment related - Yes; Simi Valley, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 1;Sole Proprietor/Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-04
  • S66 Uniform Combined State Law Examination
    2006-04-04
Other Names
  • Sylvia Rodriguez Esposito
  • Sylvia Fabiola Esposito
  • Sylvia Esposito
  • Sylvia F Esposito
  • Sylvia Rodriguez
  • Sylvia F. Rodriguez

View on SEC IAPD

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