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Dawn M Gatti

Morgan Stanley

Palm Harbor, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-06
TX RA APPROVED_RES 2024-02-05
  • FL RA
    APPROVED
    Since 2024-02-06
  • TX RA
    APPROVED_RES
    Since 2024-02-05

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tampa FL 10/2014 11/2016
Wells Fargo Bank, Na Tampa FL 10/2014 11/2023
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 11/2023
Morgan Stanley Palm Harbor FL 01/2024 Present
Previous Registrations
  • 2014-11-05 → 2023-11-21
    Wells Fargo Clearing Services, Llc
    Tampa, FL
    Tampa, FL
    Palm Harbor, FL
    Greenville, NC
  • 2013-04-18 → 2014-10-13
    Pnc Capital Advisors Llc
    Erie, PA
  • 2009-03-03 → 2013-03-14
    Lpl Financial Llc
    Erie, PA
    Fort Mill, SC
    Harborcreek, PA
    North East, PA
    Spartanburg, PA
    Girard, PA
    Erie, PA
    Erie, PA
    Corry, PA
    Erie, PA
    Erie, PA
  • 2006-05-19 → 2009-03-11
    Invest Financial Corporation
    Spartansburg, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Corry, PA
    Erie, PA
    Erie, PA
    North East, PA
    Erie, PA
    Girard, PA
    Harborcreek, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
S63 Uniform Securities Agent State Law Examination 2000-07-13
  • S66 Uniform Combined State Law Examination
    2006-05-18
  • S63 Uniform Securities Agent State Law Examination
    2000-07-13
Other Names
  • Lewis
  • Dawn Marie Lewis
  • Dawn M. Gatti
  • Dawn Marie Gatti

View on SEC IAPD

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