Benjamin David Horn

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

NC RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Charlotte	NC	04/2007	Present
Morgan Stanley Smith Barney	Charlotte	NC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Charlotte, NC
06/2009 → Present

Morgan Stanley Smith Barney

Charlotte, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Charlotte, NC
2002-02-27 → 2007-04-02

Morgan Stanley Dw Inc.

Charlotte, NC

Charlotte, NC

Other Businesses

1. WINTHORP UNIVERSITY; ROCK HILL, SC; BEGIN 4/2011; LEAD CFP DISCUSSION; UP TO ONE HOUR PER WEEK DURING NORMAL OFFICE HOURS; NO TIME DEVOTED OUTSIDE OFFICE HOURS 2.*483974- POA; Investment related -Yes; Perrysburg, Ohio; Power of Attorney; 11/2021; During business hours: 1; After business hours: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-31

S66 Uniform Combined State Law Examination

2001-08-31

View on SEC IAPD