Daniel Tyler Sandlin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-07
TX	RA	APPROVED_RES	2012-11-12
IL	RA	APPROVED	2012-11-09

FL RA
APPROVED

Since 2026-07-07
TX RA
APPROVED_RES

Since 2012-11-12
IL RA
APPROVED

Since 2012-11-09

Branch Locations

Naples, FL • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	11/2012	Present
Bank Of America, N.A.	Chicago	IL	01/2013	Present

11/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
01/2013 → Present

Bank Of America, N.A.

Chicago, IL

Previous Registrations

2009-06-01 → 2012-11-19

Morgan Stanley

Deerfield, IL

Chicago, IL
2002-05-22 → 2009-06-01

Citigroup Global Markets Inc.

Deerfield, IL

Deerfield, IL

Other Businesses

I*2175317, Entity Type: Name of OBA: Caravel Condo Association, Address: Chicago, Illinois, 60654, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 02/18/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Attending meetings and helping the board making decision for the benefit of all the residents.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-08
S63	Uniform Securities Agent State Law Examination	2000-10-12

S65 Uniform Investment Adviser Law Examination

2002-04-08
S63 Uniform Securities Agent State Law Examination

2000-10-12

View on SEC IAPD