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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-02-03
  • TN RA
    APPROVED
    Since 2009-02-03

Branch Locations

265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States

Maryville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Knoxville TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Knoxville TN 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-02-05
    Morgan Stanley & Co. Llc
    Knoxville, TN
  • 2004-02-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Knoxville, TN
    Knoxville, TN
Other Businesses

JOINES RENTAL PROPERTIES LLC, INVESTMENT RELATED, MARYVILLE TN, 100% OWNERSHIP, START 1/1/2002, 5 HOURS PER MONTH, 0 HOURS DURING MARKET RENTAL PROPERTY, INV RELATED, ALCOA, TN, 100% OWNERSHIP, START 1/1/2016, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ALCOA, TN, 100% OWNERSHIP, START 1/1/2004, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ALCOA, TN, 100% OWNERSHIP, START 2/4/2012, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ALCOA, TN, 100% OWNERSHIP, START 1/1/2012, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, ALCOA, TN, 100% OWNERSHIP, START DATE 3/1/2020, 1 HR PER MNTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, ALCOA, TN, 100% OWNERSHIP, START DATE 4/30/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, ALCOA, TN, 100% OWNERSHIP, START DATE 6/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, ALCOA, TN, 100% OWNERSHIP, START DATE 9/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, ALCOA, TN, 100% OWNERSHIP, START DATE 7/31/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-20
  • S66 Uniform Combined State Law Examination
    2000-10-20
Other Names
  • Harold David Joines
  • David Joines

View on SEC IAPD

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