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60 Broad St. 39Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-07 |
| GA | RA | APPROVED | 2012-03-02 |
Branch Locations
60 Broad St. 39Th Floor, New York, NY 10004 • United States
60 Broad St. 39Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2010-03-09 |
Branch Locations
Flagler Beach, FL • United States
60 Broad Street 39Th Floor, New York, NY 10004 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellington Shields & Co., Llc | New York | NY | 11/2009 | Present |
NAME OF BUSINESS: LFS FURNARI SCHER LLP INVESTMENT RELATED: NO ADDRESS: 11 BROADWAY,SUITE 615 NEW YORK, NY 10004 NATURE OF BUSINESS: LAW FIRM POSITION: ACCOUNTING/BOOKKEEPER START DATE: 2009 TIME DEVOTED: SPORADIC DUTIES: ACCOUNTING AND BOOKKEEPER COMPENSATED: NO Ripple Coworking Not Investment related 712 S. Oceanshort Blvd., Flagler Beach, FL Office and workspace rentals Position: Bookeeper Start date - January 2017, hour per month during business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-25 |
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