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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mountain Brook | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mountain Brook | AL | 11/2016 | 03/2024 |
| Wells Fargo Advisors Financial Network, Llc | Homewood | AL | 03/2024 | Present |
VILLAGE WEALTH MANAGEMENT LLC; INV RELATED; BIRMINGHAM, AL; 100% OWNERSHIP; START DATE 3/25/2024; 40 HOURS PER MONTH; 100 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-18 |
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