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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-30
  • IL RA
    APPROVED
    Since 2026-04-30

Branch Locations

200 W. Madison Ave. Suite 2200, Chicago, IL 60606 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hanson Mcclain Sacramento CA 08/2006 12/2018
Hanson Mcclain Sacramento CA 04/2008 12/2018
Mit Associates, Llc Tiburon CA 06/2025 10/2025
Thrivent Advisor Network Minneapolis MN 03/2021 12/2021
Bluspring Wealth Partnes Austin TX 10/2022 05/2025
Not Employed Chicago IL 01/2019 02/2021
Not Employed Chicago IL 01/2022 09/2022
Assetmark Financial Holdings, Inc Chicago IL 12/2025 Present
Assetmark Brokerage, Llc Chicago IL 01/2026 Present
  • 08/2006 → 12/2018
    Hanson Mcclain
    Sacramento, CA
  • 04/2008 → 12/2018
    Hanson Mcclain
    Sacramento, CA
  • 06/2025 → 10/2025
    Mit Associates, Llc
    Tiburon, CA
  • 03/2021 → 12/2021
    Thrivent Advisor Network
    Minneapolis, MN
  • 10/2022 → 05/2025
    Bluspring Wealth Partnes
    Austin, TX
  • 01/2019 → 02/2021
    Not Employed
    Chicago, IL
  • 01/2022 → 09/2022
    Not Employed
    Chicago, IL
  • 12/2025 → Present
    Assetmark Financial Holdings, Inc
    Chicago, IL
  • 01/2026 → Present
    Assetmark Brokerage, Llc
    Chicago, IL
Previous Registrations
  • 2008-06-11 → 2019-01-02
    Aw Securities
    Folsom, CA
    Folsom, CA
    Aurora, IL
    Roscoe, IL
    Oak Brook, IL
    Folsom, CA
    Folsom, CA
    Oak Brook, IL
  • 2014-03-14 → 2019-01-02
    Roscoe, IL
    Folsom, CA
  • 2006-08-17 → 2012-07-02
    Oak Brook, IL
    Folsom, CA
  • 2002-06-20 → 2003-05-23
    A. G. Edwards & Sons, Inc.
    Naperville, IL
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 12/2025 - 160 HRS / MONTHLY - BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC - INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-30
S63 Uniform Securities Agent State Law Examination 2025-09-08
S66 Uniform Combined State Law Examination 2002-04-12
  • S65 Uniform Investment Adviser Law Examination
    2026-04-30
  • S63 Uniform Securities Agent State Law Examination
    2025-09-08
  • S66 Uniform Combined State Law Examination
    2002-04-12
Other Names
  • David Anthony Tisza
  • David Tisza

View on SEC IAPD

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