Best Investors Account Sign in
Inactive

Adam James Tasse

Seaport Wealth Management

Scottdale, AZ

Claim This Profile
Current Employers
Seaport Wealth Management

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-12
  • CA RA
    APPROVED
    Since 2023-07-12

Branch Locations

Scottdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities Corp. Ft. Lauderdale FL 09/2007 04/2023
Seaport Wealth Management San Diego CA 04/2023 Present
  • 09/2007 → 04/2023
    Newbridge Securities Corp.
    Ft. Lauderdale, FL
  • 04/2023 → Present
    Seaport Wealth Management
    San Diego, CA
Previous Registrations
  • 2007-11-28 → 2023-03-13
    Nfsg Corporation
    Boca Raton, FL
    San Diego, CA
    San Diego, CA
    Phoenix, AZ
  • 2004-04-06 → 2006-06-06
    Lpl Financial Llc
    San Diego, CA
    San Diego, CA
  • 2002-11-14 → 2004-03-25
    A. G. Edwards & Sons, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-15
S63 Uniform Securities Agent State Law Examination 2001-03-07
  • S66 Uniform Combined State Law Examination
    2022-03-15
  • S63 Uniform Securities Agent State Law Examination
    2001-03-07

View on SEC IAPD

More in Scottdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor