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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-10 |
| OR | RA | APPROVED | 2019-10-11 |
Branch Locations
1007 Sw Bayley St, Newport, OR 97365-5212 • United States
909 Southeast Bay Blvd., Newport, OR 97365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | York | PA | 04/2011 | 08/2019 |
| Lpl Financial Llc | Newport | OR | 09/2019 | Present |
1)9/13/19- Financial Freedom Wealth Management Group, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-24 |
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