Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-10
OR RA APPROVED 2019-10-11
  • TX RA
    APPROVED_RES
    Since 2023-07-10
  • OR RA
    APPROVED
    Since 2019-10-11

Branch Locations

1007 Sw Bayley St, Newport, OR 97365-5212 • United States

909 Southeast Bay Blvd., Newport, OR 97365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. York PA 04/2011 08/2019
Lpl Financial Llc Newport OR 09/2019 Present
  • 04/2011 → 08/2019
    Stifel Nicolaus & Co., Inc.
    York, PA
  • 09/2019 → Present
    Newport, OR
Previous Registrations
Other Businesses

1)9/13/19- Financial Freedom Wealth Management Group, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-24
  • S66 Uniform Combined State Law Examination
    2012-04-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor