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Joan Marie Wilton

LPl Financial LLC

Staten Island, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Staten Island, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2014 10/2017
Penn Mutual Life Ins Co Horsham PA 05/2014 10/2017
Lpl Financial Llc Staten Island NY 12/2017 Present
  • 05/2014 → 10/2017
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2014 → 10/2017
    Penn Mutual Life Ins Co
    Horsham, PA
  • 12/2017 → Present
    Lpl Financial Llc
    Staten Island, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-18
  • S63 Uniform Securities Agent State Law Examination
    2000-08-18
Other Names
  • Joan Marie Hopkins

View on SEC IAPD

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