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Roger David Werner

Werner & C0. Ria, Pllc

Seattle, WA

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Current Employers
Werner & C0. Ria, Pllc

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1990-11-07
  • WA RA
    APPROVED
    Since 1990-11-07

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Werner & Co. Ria, Pllc Seattle WA 04/2014 Present
  • 04/2014 → Present
    Werner & Co. Ria, Pllc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-07
  • S63 Uniform Securities Agent State Law Examination
    1990-06-07

View on SEC IAPD

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