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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-05-18 |
Branch Locations
475 Dawsonville Hwy, Ste F, Gainesville, GA 30501 • United States
401 Cobb Parkway North, Marietta, GA 30062 • United States
3360 Buford Dr, Buford, GA 30519 • United States
4382 Lawrenceville Hwy, Lilburn, GA 30047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 02/2003 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 02/2003 | Present |
| Lpl Financial Llc | Gainesville | GA | 05/2022 | Present |
1. 05-18-2022-Georgia's Own Investment and Retirement Services- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-19 |
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