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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| FL | RA | APPROVED | 2023-09-01 |
| NJ | RA | APPROVED | 2023-09-01 |
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Hollywood | FL | 01/2009 | Present |
| Osaic Wealth, Inc. | Parkland | FL | 09/2023 | Present |
1. INVESTMENT ADVISORY SERVICES, CORP RIA, YES, SAGEPOINT FINANCIAL, INC., 6604 PARKSIDE DRIVE, PARKLAND FL 33067; REGISTERED REP, 12/17/2006, 8 HRS/MO, FINANCIAL PLANNING, ASSET MONITORING; 2. MICHAEL J. CURTIN AND ASSOCIATED OF MJC & ASSOCIATES, 6604 PARKSIDE DRIVE, PARKLAND FL, 33067; NON INVESTMENT RELATED; OWNER OF INDEPENDENT INSURANCE CLAIMS ADJUSTMENT COMPANY. START DATE 3/29/2012; APPROX HRS MTHLY 50 SEC HRS 0. 3. R&T WATERS EDGE LODGE LLC POSITION: president NATURE: We purchased a home in Tennessee that was on a rental program. We started an LLC to run the rental business. The home is run by American Patriot a rental management company on a 70/30 split.They handle all the day to day functions of the business. I pay the mortgage and utilities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2017 ADDRESS: 11731 NW 25th St, Plantation FL 33323, United States; DESCRIPTION: I am responsible to pay the mortgage and utilities and be the contact person for the rental management company. 4. RAYMOND CURTIN POSITION: Owner - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 01/10/2007 ADDRESS: 6604 Parkside Dr, Parkland FL 33067, United States DESCRIPTION: contact potential clients if they want to buy term insurance or EIA I present the product
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-27 |
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