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Raymond Douglas Curtin

Osaic Wealth, Inc.

Parkland, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
FL RA APPROVED 2023-09-01
NJ RA APPROVED 2023-09-01
OH RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01
  • NJ RA
    APPROVED
    Since 2023-09-01
  • OH RA
    APPROVED
    Since 2023-09-01

Branch Locations

6604 Parkside Dr., Parkland, FL 33067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Hollywood FL 01/2009 Present
Osaic Wealth, Inc. Parkland FL 09/2023 Present
  • 01/2009 → Present
    Sagepoint Financial, Inc
    Hollywood, FL
  • 09/2023 → Present
    Parkland, FL
Previous Registrations
  • 2005-10-31 → 2023-09-01
    Osaic Services, Inc.
    Parkland, FL
    Hollywood, FL
  • 2005-08-10 → 2005-10-31
    Sunamerica Securities, Inc.
    Hollywood, FL
  • 2000-10-01 → 2004-11-02
    Hollywood, FL
Other Businesses

1. INVESTMENT ADVISORY SERVICES, CORP RIA, YES, SAGEPOINT FINANCIAL, INC., 6604 PARKSIDE DRIVE, PARKLAND FL 33067; REGISTERED REP, 12/17/2006, 8 HRS/MO, FINANCIAL PLANNING, ASSET MONITORING; 2. MICHAEL J. CURTIN AND ASSOCIATED OF MJC & ASSOCIATES, 6604 PARKSIDE DRIVE, PARKLAND FL, 33067; NON INVESTMENT RELATED; OWNER OF INDEPENDENT INSURANCE CLAIMS ADJUSTMENT COMPANY. START DATE 3/29/2012; APPROX HRS MTHLY 50 SEC HRS 0. 3. R&T WATERS EDGE LODGE LLC POSITION: president NATURE: We purchased a home in Tennessee that was on a rental program. We started an LLC to run the rental business. The home is run by American Patriot a rental management company on a 70/30 split.They handle all the day to day functions of the business. I pay the mortgage and utilities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2017 ADDRESS: 11731 NW 25th St, Plantation FL 33323, United States; DESCRIPTION: I am responsible to pay the mortgage and utilities and be the contact person for the rental management company. 4. RAYMOND CURTIN POSITION: Owner - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 01/10/2007 ADDRESS: 6604 Parkside Dr, Parkland FL 33067, United States DESCRIPTION: contact potential clients if they want to buy term insurance or EIA I present the product

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-14
S63 Uniform Securities Agent State Law Examination 1990-03-27
  • S65 Uniform Investment Adviser Law Examination
    2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    1990-03-27
Other Names
  • Ray Curtin

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