Kent Logan Brown

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-05

NY RA
APPROVED

Since 2025-09-05

Branch Locations

Bath, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Investment Services, Inc.	Bath	NY	11/1989	09/2025
Avantax Advisory Services	Bath	NY	09/2002	09/2025
Avantax Insurance Agency, Llc	Bath	NY	02/2002	09/2025
Cetera Wealth Services, Llc	Bath	NY	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

11/1989 → 09/2025

Avantax Investment Services, Inc.

Bath, NY
09/2002 → 09/2025

Avantax Advisory Services

Bath, NY
02/2002 → 09/2025

Avantax Insurance Agency, Llc

Bath, NY
09/2025 → Present

Cetera Wealth Services, Llc

Bath, NY
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2002-10-10 → 2025-09-05

Avantax Advisory Services

Ventura, CA

Bath, NY

Other Businesses

1) BROWN FINANCIAL SERVICES POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/1992 ADDRESS: 8565 Bates Rd, Bath NY 14810, United States DESCRIPTION: Prepare tax returns and represent clients before the IRS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-26

S63 Uniform Securities Agent State Law Examination

1991-03-26

Designations

Other Names

Kent Logan Brown

View on SEC IAPD