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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-01 |
| NJ | RA | APPROVED | 2010-11-11 |
Branch Locations
51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 08/2010 | Present |
| Bank Of America, N.A. | Short Hills | NJ | 11/2010 | Present |
I*43086 For profit or not for profit: Non-Profit Organization Name of outside business organization: Overlook Hospital Auxiliary TWIG#15 Investment related: N Address of business: Summit, New Jersey, 07901 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Participant, Start date of relationship: 6/1/1999 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Partcipate in small fundraisers such as a neighborhood block party to raise money for Overlook Hospital. I might make food, or get people to pay for their ability to attend the event.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-22 |
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