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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-22 |
| CA | RA | APPROVED | 2009-05-01 |
Branch Locations
3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Westlake Village | CA | 05/2009 | Present |
(1)Name of Business: Broad Sky LLC Address: 3842 Patrick Henry Place, Agoura Hills, CA, 91301, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent, etc. Monthly rental income is $2,750.00. The value of the property is approximately $900,000.00.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-26 |
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