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1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2022-01-13 |
Branch Locations
1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mds Investments, Inc. | Spokane | WA | 08/2011 | Present |
| Chicago Partners Investment Group Llc | Chicago | IL | 11/2018 | Present |
1. Name of other business: Ambature Is business Investment related: No Address of other business: 9290 East Thompson Peak Parkway - Unit 136, Scottsdale AZ 85255 Nature of other business: technology, materials science Your position: board member Title and relationship with other business: board member, shareholder Start date of relationship: 2013 Approx. # of hours /month devote to other business: 10 Number of hours devoted to other business during securities trading hours: 0 Briefly describe duties: member of BOD 2. Name of other business: Six Bears Holdings, LP Is business Investment related: No Address of other business: 15750 Rocky Mtn Rd., Belgrade, MT 59714 Nature of other business: agriculture Your position: owner/manager Title and relationship with other business: owner/manager, none Start date of relationship: 2019 Approx. # of hours /month devote to other business:10 Number of hours devoted to other business during securities trading hours: 0 Briefly describe duties: own/manage a small hay farm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-29 |
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