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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-05-18 |
| TX | RA | APPROVED | 2017-03-31 |
| OH | RA | APPROVED | 2011-05-26 |
Branch Locations
200 Public Square Ste 1650, Cleveland, OH 44114 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R W Baird | Cleveland | OH | 05/2011 | Present |
Name and Address: Gesu Parish 2470 Miramar Blvd University Heights, OH 44118 Nature of Entity: Catholic church and school Responsibilities in this role: I'm the Chair of the Investment Committee which has responsibility for supervising the investment program of the Gesu Endowment Fund. Hours Devoted: 1 hour/month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-11-29 |
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