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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-18
TX RA APPROVED 2017-03-31
OH RA APPROVED 2011-05-26
  • FL RA
    APPROVED
    Since 2018-05-18
  • TX RA
    APPROVED
    Since 2017-03-31
  • OH RA
    APPROVED
    Since 2011-05-26

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
R W Baird Cleveland OH 05/2011 Present
  • 05/2011 → Present
    R W Baird
    Cleveland, OH
Previous Registrations
Other Businesses

Name and Address: Gesu Parish 2470 Miramar Blvd University Heights, OH 44118 Nature of Entity: Catholic church and school Responsibilities in this role: I'm the Chair of the Investment Committee which has responsibility for supervising the investment program of the Gesu Endowment Fund. Hours Devoted: 1 hour/month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-29
  • S63 Uniform Securities Agent State Law Examination
    1989-11-29
Designations

View on SEC IAPD

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