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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-12-04
  • IL RA
    APPROVED
    Since 2008-12-04

Branch Locations

Glenview, IL • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Durment Financial Planning Morton Grove IL 07/1990 Present
Ausdal Financial Partners, Inc. Glenview IL 12/2008 Present
Previous Registrations
  • 1998-07-24 → 2008-12-03
    Waterstone Financial Group, Inc.
    Glenview, IL
    Glenview, IL
  • 2001-04-26 → 2003-12-31
    Sterling Portfolio Allocation Service Inc
    Glenview, IL
Other Businesses

1. DURMENT FINANCIAL PLANNING; FIXED INSURANCE SALES; LIFE, HEALTH, FIXED ANNUITIES THROUGH VARIOUS PROVIDERS. 5-10 HOURS A MONTH DURING TRADING HOURS ARE SPENT ON THIS ACTIVITY. NOT INVESTMENT RELATED. COMMISSION BASED INCOME. 2. DURMENT FINANCIAL PLANNING; INVESTMENT RELATED; GLENVIEW, IL; OWNER; ACTIVITY BEGAN 1/2013; DBA FOR SECURITY AND INSURANCE BUSINESS; I DEVOTE APPX 100 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; SALES AND SERVICE OF CLIENT ACCOUNTS. 3. OPTIMIST FOUNDATION, NOT INVESTMENT RELATED; GLENVIEW, IL, BOARD MEMBER/SECRETARY; I HAVE BEEN INVOLVED WITH ORGANIZATION SINCE 10/1998; I DEVOTE APPX 2-3 HOURS PER MONTH TO THIS ACTIVITY SOME OF WHICH MAY BE DURING TRADING HOURS; ORGANIZE GOLF OUTINGS AND SCHOLARSHIP PROGRAM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1991-10-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1991-10-03

View on SEC IAPD

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