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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2011-01-03
  • NV RA
    APPROVED
    Since 2011-01-03

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

6005 Plumas St Ste 200, Reno, NV 89519 • United States

Reno, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Reno NV 03/2000 Present
Wells Fargo Advisors Llc Reno NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 Present
  • 03/2000 → Present
    Wells Fargo Bank, N.A.
    Reno, NV
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Reno, NV
  • 11/2016 → Present
    Reno, NV
Previous Registrations
  • 2006-03-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Reno, NV
    Reno, NV
  • 2002-11-25 → 2005-05-04
    Wells Fargo Investments, Llc
    Reno, NV
Other Businesses

RENTAL PROPERTY, INV-REL, RENO, NV, 100% OWNERSHIP WITH SPOUSE, START: 6/2/14, 2 HRS/MO 0 DURING TRADING. RENTAL PROPERTY, INV-REL, SPARKS, NV, 100% OWNERSHIP WITH SPOUSE, START: 5/15/13, 2 HRS/MO 0 DURING TRADING. RENTAL PROPERTY, INV-REL,SPARKS, NV, 100% OWNERSHIP WITH SPOUSE, START: 3/31/14, 2 HRS/MO 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, RENO, NV, 100% OWNERSHIP, START 1/3/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-30
S63 Uniform Securities Agent State Law Examination 1990-03-12
  • S66 Uniform Combined State Law Examination
    2001-03-30
  • S63 Uniform Securities Agent State Law Examination
    1990-03-12

View on SEC IAPD

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