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Diane Frances Schmidt

Truist Advisory Services, Inc.

Atlanta, GA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-03-08
  • GA RA
    APPROVED
    Since 2017-03-08

Branch Locations

303 Peachtree Street Ne Fl 31, Atlanta, GA 30308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 11/2016 Present
Suntrust Bank Atlanta GA 01/2009 11/2016
  • 11/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2009 → 11/2016
    Suntrust Bank
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 1999-03-16
  • S65 Uniform Investment Adviser Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    1999-03-16
Other Names
  • Diane Francis Schmidt

View on SEC IAPD

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