Mark Alan Swartzendruber

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-11
WI	RA	APPROVED	2022-01-26
IL	RA	APPROVED	2010-06-09

TX RA
APPROVED

Since 2024-01-11
WI RA
APPROVED

Since 2022-01-26
IL RA
APPROVED

Since 2010-06-09

Branch Locations

Friendship, WI • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mark Swartzendruber	Champaign	IL	03/2005	Present
Lpl Financial Llc	Chicago	IL	09/2009	Present

03/2005 → Present

Mark Swartzendruber

Champaign, IL
09/2009 → Present

Lpl Financial Llc

Chicago, IL

Other Businesses

1. 3/18/2010: PODIUM FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 2. 5/12/2014 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - Writing term and UL insurance, LTD and DI coverage through Leaders Partners as broker - 5% TIME SPENT.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-05-22

S63 Uniform Securities Agent State Law Examination

1991-05-22

Designations

View on SEC IAPD