David Joseph Teolis

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2024-09-19
CA	RA	APPROVED	2024-01-18
TX	RA	APPROVED	2017-11-21
CT	RA	APPROVED	2017-11-01

RI RA
APPROVED

Since 2024-09-19
CA RA
APPROVED

Since 2024-01-18
TX RA
APPROVED

Since 2017-11-21
CT RA
APPROVED

Since 2017-11-01

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenwich	CT	06/2017	Present
Gray Birch Services	Greenwich	CT	08/2014	06/2017
Bank Of America, N.A.	Greenwich	CT	11/2017	Present

06/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT
08/2014 → 06/2017

Gray Birch Services

Greenwich, CT
11/2017 → Present

Bank Of America, N.A.

Greenwich, CT

Other Businesses

I*: 2930319 Entity Type: Fiduciary role Name of OBA: H. K. Will Address: Montpelier, VT 05602 Investment Related: No Position, Title, Association: Executor Employee Start Date: 10/15/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Executor/Siblings

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-31
S63	Uniform Securities Agent State Law Examination	1993-04-02

S66 Uniform Combined State Law Examination

2017-10-31
S63 Uniform Securities Agent State Law Examination

1993-04-02

Other Names

David Teolis
David Joseph Teolis

View on SEC IAPD