Best Investors Account Sign in
Inactive

Richard Otto Sponholz

R.O.S. Asset Management

Bellport, NY

Claim This Profile
Current Employers
R.O.S. Asset Management

Walpole, NH • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-05-11
  • VA RA
    APPROVED
    Since 2006-05-11

Branch Locations

Bellport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.O.S. Asset Management Bellport NY 10/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-06-12
S63 Uniform Securities Agent State Law Examination 1989-11-28
  • S65 Uniform Investment Adviser Law Examination
    1991-06-12
  • S63 Uniform Securities Agent State Law Examination
    1989-11-28
Designations

View on SEC IAPD

More in Bellport, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor