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Daniel F Marcus

Ubs Financial Services Inc.

Vienna, VA

Mclean, VA

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-31
TX RA APPROVED_RES 2014-08-26
VA RA APPROVED 2000-12-08
  • DC RA
    APPROVED
    Since 2023-01-31
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • VA RA
    APPROVED
    Since 2000-12-08

Branch Locations

8045 Leesburg Pike, Tower Iii Fairfax Sq@Tyson'S Corner #700, Vienna, VA 22182 • United States

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vienna VA 11/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-05
S63 Uniform Securities Agent State Law Examination 1989-11-30
  • S65 Uniform Investment Adviser Law Examination
    1991-12-05
  • S63 Uniform Securities Agent State Law Examination
    1989-11-30
Other Names
  • Daniel Frederick Marcus

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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