Maureen Freeman Obrien

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2014-05-01
TX	RA	APPROVED_RES	2013-02-26
DC	RA	APPROVED	2007-12-03

VA RA
APPROVED

Since 2014-05-01
TX RA
APPROVED_RES

Since 2013-02-26
DC RA
APPROVED

Since 2007-12-03

Branch Locations

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Alexandria	VA	11/2007	Present

11/2007 → Present

Lpl Financial Llc

Alexandria, VA

Previous Registrations

2003-05-02 → 2007-11-12

First Heartland Consultants, Inc.

Washington, DC

Washington, DC

Other Businesses

1. 5/21/2008: MAUREEN F. O'BRIEN, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 5/2/2011: PICTURE PERFECT ANTIQUES OR SIMILAR - ON-LINE RETAIL - 1% OF TIME SPENT - SET UP AN ON-LINE STORE TO SELL THESE ITEMS,AS WELL AS USING E-BAY & AMAZON. ITEMS INCLUDE SUCH THINGS AS DOOR STOPS, CHINA & GLASSWARE, RECORDS, ETC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-04-30
S63	Uniform Securities Agent State Law Examination	1989-11-01

S65 Uniform Investment Adviser Law Examination

2014-04-30
S63 Uniform Securities Agent State Law Examination

1989-11-01

Other Names

Maureen Roberta Obrien
Maureen Roberta Freeman
Maureen R Freeman

View on SEC IAPD