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Scott H Ammon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Lansing, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-07
MI RA APPROVED 2010-10-19
TX RA APPROVED 2010-10-05
  • FL RA
    APPROVED
    Since 2021-01-07
  • MI RA
    APPROVED
    Since 2010-10-19
  • TX RA
    APPROVED
    Since 2010-10-05

Branch Locations

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Lansing MI 09/2010 Present
Bank Of America,N.A. East Lansing MI 06/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-12
S63 Uniform Securities Agent State Law Examination 1989-10-27
  • S66 Uniform Combined State Law Examination
    2010-08-12
  • S63 Uniform Securities Agent State Law Examination
    1989-10-27
Other Names
  • Scott Harry Ammon

View on SEC IAPD

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