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Kathy D Anderson

Morgan Stanley

Silverdale, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-09-21
WA RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-09-21
  • WA RA
    APPROVED
    Since 2009-06-01

Branch Locations

2011 North West Myhre Road Suite 301, Silverdale, WA 98383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Silverdale WA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Silverdale, WA
Previous Registrations
  • 2007-11-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S66 Uniform Combined State Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26
Other Names
  • Kathryn D Anderson
  • Kathryn Diane Anderson

View on SEC IAPD

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