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Seattle, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer Investments, Llc | Seattle | WA | 09/1994 | 12/2019 |
| Mmc Securities Llc. | Seattle | WA | 01/2017 | 12/2019 |
| Mgi Funds Distributors, Llc | Seattle | WA | 01/2020 | 03/2020 |
| Investment Planners Inc | Seattle | WA | 02/2024 | 08/2024 |
| Pendlebury Hall, Llc | Seattle | WA | 08/2023 | Present |
| Nepc, Llc | Seattle | WA | 02/2021 | 08/2023 |
| Pendlebury Hall, Llc | Seattle | WA | 03/2020 | 02/2021 |
| Pendlebury Hall Securities, Llc | Seattle | WA | 02/2024 | Present |
| Pendlebury Hall Advisors, Llc | Seattle | WA | 02/2024 | Present |
| Finalis Securities Llc | New York | NY | 11/2024 | Present |
1.) Pendlebury Hall LLC; Non Investment-related; 2527 24th Ave W, Seattle, WA 98199-3405; Holding company established for Pendlebury Hall Advisors, LLC, and non-commercial real estate; Co-founder and Member; 4/2/2015; 10; 0; Serve as Manager for entity. 2.) Pendlebury Hall Securities, LLC; Investment-related; 2527 24th Ave W, Seattle, WA, 98199; Holding companies for securities-related activities through Finalis Securities LLC for capital placement services to investment managers focused on private market strategies; Owner and serve as CEO & Founding Partner; 02/21/2024; 10; 10; Serve as Manager and for entity. 3.) PH Vintage Motorworks, LLC; not investment-related; 2527 24th Ave W, Seattle, WA, 98199; Provide ownership, restoration and expert witness services for vintage cars; Founder and Member; 07/01/2024; 15; 0; Serve as Manager for entity. 4.) Pendlebury Hall Advisors, LLC; Yes; 2527 24th Ave W, Seattle, WA, 98199; Investment Adviser registered in the State of Washington providing management consulting and capital placement services to investment managers focused on private market strategies; Owner and serve as CEO & Founder Partner; 02/21/2015; 250; 150; Serve as Manager and for entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-26 |
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