Duane T Garth

Current Employers

Employment History

• 11/2004 → 09/2019
  Summit Brokerage Services Inc
  Farmington Hills, MI
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2011 → 05/2021
  Summit Financial Group Inc
  Southfield, MI
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-01-22 → 2021-05-20
  Summit Financial Group Inc
  Southfield, MI
  Southfield, MI
• 2010-03-04 → 2016-12-31
  Gfg Asset Management Llc

Other Businesses

(1) GARTH FINANCIAL GROUP; SINCE 06/22/2002; SAME AS BRANCH ADDRESS; PRESIDENT; Use this corporation for tax purposes only. 160 HOURS SPENT ON ACTIVITY PER MONTH, 6.5 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (2) MONEY IN MARRIAGE; NOT INVESTMENT RELATED; 31092 LAGOON DRIVE, NOVI, MI 48377; MINISTRY; CO-FOUNDER; STARTED 10/1/2017; APX 5 HOURS/MONTH, NONE DURING TRADING; A ministry that focuses on helping couples work together in unity regarding their finances (3) FINANCIAL LITERACY INSTITUTE; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; FINANCIAL EDUCATION; PARTNER; STARTED 6/1/2006; APX 2 HOURS/MONTH, 2 DURING TRADING; Oversee activities related to providing personal finance education to youth and adults (4) CITY OF SOUTHFIELD, MI; NOT INVESTMENT RELATED; 26000 EVERGREEN RD SOUTHFIELD, MI 48075; BOARD OF DIRECTORS (NON-PROFIT);TRUSTEE-FIRE AND POLICE; 05/21/2013; APPX 4 HOURS/MONTH; APPX 4 HOURS/MONTH DURING TRADING; Charged with the duty to oversee the prudent management of the assets set aside for the retired firemen and police officers of the City of Southfield. MI. (5) ASHLAND THEOLOGICAL SEMINARY FOUNDATION; NOT INVESTMENT RELATED; 910 CENTER STREET ASHLAND, OH 44805; BOARD OF DIRECTORS: NON-PROFIT; BOARD MEMBER; 07/01/2018; APPX 1 HOUR/MONTH; APPX 1 HOUR/MONTH DURING TRADING; Oversee the philanthropic activities of the university and the prudent management of financial resources given for the benefit of Ashland university. (6) NAME OF OTHER BUSINESS: MATRIX HUMAN SERVICES ; INVESTMENT RELATED: NO; ADDRESS: 1400 WOODBRIDGE DETROIT, MI 48207 ; NATURE OF BUSINESS: NON PROFIT ; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: PROVIDES SUPPORT SERVICES FOR CHILDREN, TEENS, ADULTS AND SENIORS; (7) NAME OF OTHER BUSINESS: GARTH FINANCIAL GROUP INC.; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2002; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (8) NAME OF OTHER BUSINESS: UNIVERSITY OF DETROIT MERCY INVESTMENT RELATED: NO ; ADDRESS: 4001 W. MCNICHOLS RD DETROIT RIVER STATION, MI 48221 ; NATURE OF BUSINESS: EDUCATION; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: ADJUNCT PROFESSOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TEACH EDUCATION FOR MBA STUDENTS; (9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2020; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2007-09-04
• S63 Uniform Securities Agent State Law Examination
  1989-12-18