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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
MA RA APPROVED 2014-11-14
OK RA APPROVED 2014-11-06
MS RA APPROVED 2014-11-05
NV RA APPROVED 2014-11-05
LA RA APPROVED 2014-11-03
WA RA APPROVED 2014-11-03
NJ RA APPROVED 2014-10-31
IL RA APPROVED 2014-10-30
IN RA APPROVED 2014-10-30
KS RA APPROVED 2014-10-30
ME RA APPROVED 2014-10-30
MT RA APPROVED 2014-10-30
RI RA APPROVED 2014-10-30
WV RA APPROVED 2014-10-30
NM RA APPROVED 2014-10-29
OR RA APPROVED 2014-10-24
MN RA APPROVED 2013-11-07
PA RA APPROVED 2011-04-08
MI RA APPROVED 2009-11-20
MD RA APPROVED 2006-12-14
AZ RA APPROVED 2006-11-24
CO RA APPROVED 2006-11-16
DE RA APPROVED 2006-11-16
AR RA APPROVED 2006-11-14
OH RA APPROVED 2006-11-14
UT RA APPROVED 2006-11-14
CT RA APPROVED 2006-11-13
MO RA APPROVED 2006-11-13
NH RA APPROVED 2006-11-13
ID RA APPROVED 2006-11-09
TX RA APPROVED_RES 2006-11-09
VA RA APPROVED 2006-11-09
SC RA APPROVED 2006-10-23
CA RA APPROVED 2006-10-10
FL RA APPROVED 2006-10-10
NC RA APPROVED 2006-07-10
AL RA APPROVED 2006-06-27
KY RA APPROVED 2006-06-26
GA RA APPROVED 2006-06-22
  • NY RA
    APPROVED
    Since 2021-04-16
  • MA RA
    APPROVED
    Since 2014-11-14
  • OK RA
    APPROVED
    Since 2014-11-06
  • MS RA
    APPROVED
    Since 2014-11-05
  • NV RA
    APPROVED
    Since 2014-11-05
  • LA RA
    APPROVED
    Since 2014-11-03
  • WA RA
    APPROVED
    Since 2014-11-03
  • NJ RA
    APPROVED
    Since 2014-10-31
  • IL RA
    APPROVED
    Since 2014-10-30
  • IN RA
    APPROVED
    Since 2014-10-30
  • KS RA
    APPROVED
    Since 2014-10-30
  • ME RA
    APPROVED
    Since 2014-10-30
  • MT RA
    APPROVED
    Since 2014-10-30
  • RI RA
    APPROVED
    Since 2014-10-30
  • WV RA
    APPROVED
    Since 2014-10-30
  • NM RA
    APPROVED
    Since 2014-10-29
  • OR RA
    APPROVED
    Since 2014-10-24
  • MN RA
    APPROVED
    Since 2013-11-07
  • PA RA
    APPROVED
    Since 2011-04-08
  • MI RA
    APPROVED
    Since 2009-11-20
  • MD RA
    APPROVED
    Since 2006-12-14
  • AZ RA
    APPROVED
    Since 2006-11-24
  • CO RA
    APPROVED
    Since 2006-11-16
  • DE RA
    APPROVED
    Since 2006-11-16
  • AR RA
    APPROVED
    Since 2006-11-14
  • OH RA
    APPROVED
    Since 2006-11-14
  • UT RA
    APPROVED
    Since 2006-11-14
  • CT RA
    APPROVED
    Since 2006-11-13
  • MO RA
    APPROVED
    Since 2006-11-13
  • NH RA
    APPROVED
    Since 2006-11-13
  • ID RA
    APPROVED
    Since 2006-11-09
  • TX RA
    APPROVED_RES
    Since 2006-11-09
  • VA RA
    APPROVED
    Since 2006-11-09
  • SC RA
    APPROVED
    Since 2006-10-23
  • CA RA
    APPROVED
    Since 2006-10-10
  • FL RA
    APPROVED
    Since 2006-10-10
  • NC RA
    APPROVED
    Since 2006-07-10
  • AL RA
    APPROVED
    Since 2006-06-27
  • KY RA
    APPROVED
    Since 2006-06-26
  • GA RA
    APPROVED
    Since 2006-06-22

Branch Locations

5600 Glenridge Dr. Suite 600 East, Atlanta, GA 30342 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Co New York NY 07/1995 Present
Park Avenue Securities Llc New York NY 05/1999 Present
Peachtree Planning Advisors, Inc Atlanta GA 12/1998 Present
Peachtree Planning Corp Atlanta GA 07/1995 Present
  • 07/1995 → Present
    The Guardian Life Insurance Co
    New York, NY
  • 05/1999 → Present
    New York, NY
  • 12/1998 → Present
    Peachtree Planning Advisors, Inc
    Atlanta, GA
  • 07/1995 → Present
    Peachtree Planning Corp
    Atlanta, GA
Previous Registrations
  • 2003-05-28 → 2010-12-31
    Peachtree Planning Advisors, Inc.
    Atlanta, GA
Other Businesses

1. Southeast Firm, LLC, Start: 02/29/2016, Address: 5040 Roswell Road Atlanta, GA 30342, 160 bus hrs per month; 160 during securities trading hours, Investment related, >10% annual compensation, 2) Aristoboulos Racing, LLC, Start Date: 11/15/2023, Address: 512 Maryland Ave #104, Lexington, KY 40508, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 3) Jefferson Street Condominium Owners Association -Board member, Nature of Business: Condo Board, Start date: 09/01/2026, Address: 512 Maryland Ave., Lexington, Kentucky 40508, Duties: decisions concerning the operation of the Condominium home owners association. 1 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-27
S63 Uniform Securities Agent State Law Examination 1989-11-07
  • S65 Uniform Investment Adviser Law Examination
    2003-05-27
  • S63 Uniform Securities Agent State Law Examination
    1989-11-07
Other Names
  • Donald Bradley Stonecipher

View on SEC IAPD

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