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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2014-11-14 |
| OK | RA | APPROVED | 2014-11-06 |
| MS | RA | APPROVED | 2014-11-05 |
| NV | RA | APPROVED | 2014-11-05 |
| LA | RA | APPROVED | 2014-11-03 |
| WA | RA | APPROVED | 2014-11-03 |
| NJ | RA | APPROVED | 2014-10-31 |
| IL | RA | APPROVED | 2014-10-30 |
| IN | RA | APPROVED | 2014-10-30 |
| KS | RA | APPROVED | 2014-10-30 |
| ME | RA | APPROVED | 2014-10-30 |
| MT | RA | APPROVED | 2014-10-30 |
| RI | RA | APPROVED | 2014-10-30 |
| WV | RA | APPROVED | 2014-10-30 |
| NM | RA | APPROVED | 2014-10-29 |
| OR | RA | APPROVED | 2014-10-24 |
| MN | RA | APPROVED | 2013-11-07 |
| PA | RA | APPROVED | 2011-04-08 |
| MI | RA | APPROVED | 2009-11-20 |
| MD | RA | APPROVED | 2006-12-14 |
| AZ | RA | APPROVED | 2006-11-24 |
| CO | RA | APPROVED | 2006-11-16 |
| DE | RA | APPROVED | 2006-11-16 |
| AR | RA | APPROVED | 2006-11-14 |
| OH | RA | APPROVED | 2006-11-14 |
| UT | RA | APPROVED | 2006-11-14 |
| CT | RA | APPROVED | 2006-11-13 |
| MO | RA | APPROVED | 2006-11-13 |
| NH | RA | APPROVED | 2006-11-13 |
| ID | RA | APPROVED | 2006-11-09 |
| TX | RA | APPROVED_RES | 2006-11-09 |
| VA | RA | APPROVED | 2006-11-09 |
| SC | RA | APPROVED | 2006-10-23 |
| CA | RA | APPROVED | 2006-10-10 |
| FL | RA | APPROVED | 2006-10-10 |
| NC | RA | APPROVED | 2006-07-10 |
| AL | RA | APPROVED | 2006-06-27 |
| KY | RA | APPROVED | 2006-06-26 |
| GA | RA | APPROVED | 2006-06-22 |
Branch Locations
5600 Glenridge Dr. Suite 600 East, Atlanta, GA 30342 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Co | New York | NY | 07/1995 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Peachtree Planning Advisors, Inc | Atlanta | GA | 12/1998 | Present |
| Peachtree Planning Corp | Atlanta | GA | 07/1995 | Present |
1. Southeast Firm, LLC, Start: 02/29/2016, Address: 5040 Roswell Road Atlanta, GA 30342, 160 bus hrs per month; 160 during securities trading hours, Investment related, >10% annual compensation, 2) Aristoboulos Racing, LLC, Start Date: 11/15/2023, Address: 512 Maryland Ave #104, Lexington, KY 40508, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 3) Jefferson Street Condominium Owners Association -Board member, Nature of Business: Condo Board, Start date: 09/01/2026, Address: 512 Maryland Ave., Lexington, Kentucky 40508, Duties: decisions concerning the operation of the Condominium home owners association. 1 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-07 |
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