Todd Jeffery Kleinfeld

Current Employers

Patriots First Financial Advisors, Llc

Traverse City, MI • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-02-20

MI RA
APPROVED

Since 2022-02-20

Branch Locations

Traverse City, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Valencia	CA	12/2014	09/2019
Morgan Stanley Private Bank, N.A.	New York	NY	02/2015	09/2019
Victoria Capital Management, Inc.	Charleston	SC	10/2019	Present

12/2014 → 09/2019

Morgan Stanley

Valencia, CA
02/2015 → 09/2019

Morgan Stanley Private Bank, N.A.

New York, NY
10/2019 → Present

Victoria Capital Management, Inc.

Charleston, SC

Previous Registrations

2019-10-30 → 2021-08-11

Victoria Capital Management, Inc.

Charleston, SC
2014-12-12 → 2019-10-16

Morgan Stanley

Valencia, CA

Woodland Hills, CA

Valencia, CA
1999-03-10 → 2014-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA

Encino, CA

Encino, CA

Other Businesses

Employee of Paradise Cove.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-23
S63	Uniform Securities Agent State Law Examination	1999-02-19

S65 Uniform Investment Adviser Law Examination

1999-02-23
S63 Uniform Securities Agent State Law Examination

1999-02-19

Other Names

Todd J Kleinfeld
Todd Klenfeld

View on SEC IAPD