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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-05 |
| VA | RA | APPROVED | 2008-04-17 |
Branch Locations
999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | Present |
NFF, LLC, INV-REL,REIDSVILLE, NC, 20% OWNERSHIP, START: 10/21/4, 1 HR/MO 0 DURING TRADING, NON-PRODUCING FAMILY FARM USED TO RAISE TIMBER AND FOR HUNTING. CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; NORFOLK, VA; START DATE 4/1996; 0 HRS PER MONTH; 0 HRS DURING TRADING. COMMONWEALTH SURGICAL PROFESSIONALS LLC, INVESTMENT RELATED, ARLINGTON, VA, 15% OWNERSHIP, START DATE 9/29/2023, 0 HOURS PER MONTH, 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-29 |
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