Ronald Gene Roccaforte

Current Employers

R & R Financial Services, Llc

Lumberton, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-01-20

TX RA
APPROVED

Since 2012-01-20

Branch Locations

Lumberton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dominion Investor Services, Inc.	San Antonio	TX	01/1997	12/2017
R And R Financial Services, Llc	Lumberton	TX	11/2008	Present

01/1997 → 12/2017

Dominion Investor Services, Inc.

San Antonio, TX
11/2008 → Present

R And R Financial Services, Llc

Lumberton, TX

Other Businesses

R & R FINANCIAL SERVICES, LLC, STARTED 1/1/1995. SPEND APPROXIMATELY 5 HOURS PER MONTH ADVISING CLIENTS ON A FEE BASIS ON FINANCIAL PLANNING ISSUES. MOSTLY DONE AFTER MARKET HOURS. RONALD ROCCAFORTE, INDEPENDENT INSURANCE AGENT - (NON-SECURITIES RELATED.) APPOINTED WITH SEVERAL INSURANCE COMPANIES FOR THE SALE AND SERVICE OF TRADITIONAL LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG TERM CARE INSURANCE PRODUCTS. SPEND APPROXIMATELY 5 HOURS/MONTH IN TRADITIONAL INSURANCE ACTIVITIES MOSTLY AFTER MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-11-15

S63 Uniform Securities Agent State Law Examination

1989-11-15

Other Names

Ron Roccaforte

View on SEC IAPD